Search Result

221 - 240 of 1478 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose