Search Result

381 - 400 of 683 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria