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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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Similar To

SYSC 18.3 Internal arrangements

DISP 1.10A Complaints data publication rules

SUP 16.10 Verification of standing data

CASS 1A.2 CASS firm classification

LR 19.4 Continuing obligations

LR 13.5 Financial information in Class 1 Circulars

DTR 8.2 Approval as a primary information provider

REC 3.6 Constitution and governance

SYSC 19C.1 General application and purpose

LR 5.4 Restoring listing

FEES 5.3 The general levy

LR 13.2 Approval of circulars

BIPRU 12.3 Liquidity risk management

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading