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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SYSC 12.1 Application

PR 3.1 Approval of prospectus

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

DEPP 6.5A The five steps for penalties imposed on firms

PR 1.1 Preliminary

SUP 3.8 Rights and duties of auditors

PERG 8.10 Types of financial promotion

SUP App 3.6 Freedom to provide services

PERG 2.11 Persons who are exempt for credit-related regulated activities

EG 7.2 Alternatives to sanctions

REC 3.26 Proposals to make regulatory provision

PERG 5.13 Appointed representatives

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities