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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 13.2 General

As Published: 2011

PERG 13.2 General

APER 1.1A Application

As Published: 2015

APER 1.1A Application

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping