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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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