Search Result

261 - 280 of 1445 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 10.4 Capital conservation measures

As Published: 2014

IFPRU 10.4 Capital conservation measures

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers