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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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CONC 5.1 Application

As Published: 2014

CONC 5.1 Application

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CONC 2.1 Application

As Published: 2014

CONC 2.1 Application

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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Similar To

PERG 14.8 Financial promotions

SUP 13.4 Providing cross border services into another EEA State

MIPRU 4.1 Application and purpose

SUP 13A.3 Qualifications for authorisation under the Act

COBS 18.11 Authorised professional firms

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 4.1 Application and purpose

APER 4.7 Statement of Principle 7

COND 1.3 General

EG 9.2 The FCA’s general policy in this area

COND 2.2 Location of offices

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)