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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

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COLL 11.2 Approval of a feeder UCITS

BIPRU 7.7 Position risk requirements for collective investment undertakings

EG 3.10 Liaison where other authorities have an interest

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

FEES 10.3 Late payments and recovery of unpaid levies

LR 19.1 Application

BIPRU 8.1 Application

COBS 12.4 Investment recommendations

EG 4.13 Preliminary findings letters and preliminary investigation reports

MCOB 4.7A Advised sales

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation