Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.12 Risk management policy and risk measurement

PERG 5.12 Link between activities and the United Kingdom

LR 9.2 Requirements with continuing application

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 18.2 Insurance business transfers

EG 9.1 Introduction

FEES 9.2 PSR fees

SYSC 5.2 Certification regime

SUP 16.12 Integrated Regulatory Reporting

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 12.3 EEA UCITS management companies

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

LR 8.6 Criteria for approval as a sponsor

SUP 16.3 General provisions on reporting

EG 4.11 Approach to interviews and interview procedures

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

SUP 10A.1 Application

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

COND 2.5 Suitability