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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?