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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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SUP 16.19 Immigration Act compliance reporting

COLL 4.7 Key investor information and marketing communications

DTR 1.4 Suspension of trading

SUP 16.14 Client money and asset return

IFPRU 11.1 Application and purpose

MCOB 9.5 Disclosure at the offer stage for equity release transactions

EG 12.1 The FCA’s general approach

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

IPRU-INV 1.1 PURPOSE

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

DTR 1A.3 FCA may require the publication of information

SUP 14.4 Notices of proposed changes: form and delivery

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

EG 2.10 Industry guidance

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation