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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.1 Application

As Published: 2005

LR 14.1 Application

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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