Search Result

641 - 660 of 1182 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

MCOB 3A.2 The fair, clear and not misleading rules

As Published: 2015

MCOB 3A.2 The fair, clear and not misleading rules