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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

TC App 5.1

As Published: 2010

TC App 5.1

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)