Search Result

561 - 580 of 1639 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases