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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

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