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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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