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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

As Published: 2016

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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