Search Result

361 - 380 of 1491 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

IPRU-INV 11.1 INTRODUCTION

As Published: 2015

IPRU-INV 11.1 INTRODUCTION

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction