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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power