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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SYSC 1.4 Application of SYSC 11 to SYSC 22

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 22

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights