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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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Similar To

REC 3.15 Suspension of services and inability to operate facilities

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 8.21 Company statements, announcements and briefings

PR 4.1 Use of languages

PERG 8.4 Invitation or inducement

PR 2.3 Minimum information to be included in a prospectus

REC 6A.1 Exercise of passport rights by EEA market operator

PR 4.2 Third country issuers

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 3.3 Appointment of auditors

REC 4.5 FCA supervision of action by UK RIEs under their default rules

FEES 9.2 PSR fees

LR 9.2 Requirements with continuing application

IFPRU 11.2 Individual recovery plans

SYSC 2.1 Apportionment of Responsibilities

EG 10.7 FCA costs

IFPRU 11.7 Notifications

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation