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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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CASS 9.1 Application

REC 4.2 The supervisory relationship with UK recognised bodies

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LR 12.1 Application

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EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 2.1 Preliminary

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REC 3.25 Significant breaches of rules and disorderly trading conditions

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SUP 1A.3 The FCA's approach to supervision

BIPRU 5.5 Other funded credit risk mitigation

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy