Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

…

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

…

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FIT 2.2 Competence and capability

FEES 10.3 Late payments and recovery of unpaid levies

EG 4.14 Joint investigations with the PRA

LR 4.4 Miscellaneous

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 19.1 Application

LR 1.3 Information gathering and publication

SUP 8.8 Revoking waivers

FEES 10.4 Relieving provisions

FEES 2.3 Relieving Provisions

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

MCOB 6.2 Purpose

LR 9.7A Preliminary statement of annual results, and statement of dividends

LR 8.2 When a sponsor must be appointed or its guidance obtained