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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

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IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

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DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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