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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

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