Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 7.2 The Listing and Premium Listing Principles

CREDS 7.2 General requirements concerning lending policy

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 19.1 Introduction

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

SUP 10A.8 Systems and controls functions

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

LR 19.2 Requirements for listing

PR 2.5 Omission of information

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

SUP 16.10 Verification of standing data

EG 14.2 Choice of powers

SUP App 2.10 Grant or variation of permission

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

REC 4.2B Exercise of passport rights by a UK RIE