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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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CONC 3.7A Financial promotions and communications: P2P agreements

As Published: 2016

CONC 3.7A Financial promotions and communications: P2P agreements

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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PR 4.1 Use of languages

EG 19.32 The Payment Accounts Regulations 2015

REC 3.6 Constitution and governance

REC 3.15 Suspension of services and inability to operate facilities

REC 4.2F Information gathering power on FCA’s own initiative

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PRIN 1.2 Clients and the Principles

PERG 12.4 Application of EU Directives

FEES 5.1 Application and Purpose

SUP 8.1 Application and purpose

DEPP 1.1 Application and Purpose

SUP 10A.11 Minimising overlap with the PRA approved persons regime

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

MIPRU 4.3 Calculation of annual income

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading