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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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Similar To

IFPRU 6.2 Guidance on market risk

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

SUP 5.5 Duties of firms

REC 3.26 Proposals to make regulatory provision

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LR 15.4 Continuing obligations

REC 2.16 Complaints

REC 6.3 Recognition requirements

MAR 8.3 Requirements for benchmark administrators

IFPRU 2.1 Application and purpose

CASS 10.2 Core content requirements

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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SUP 10A.5 Significant-influence functions

EG 13.12 Insolvency regime and relevant sections of the Act

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 5.2 When settlement decisions may take place

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

DEPP 1.1 Application and Purpose

APER 4.3 Statement of Principle 3