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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

MCOB 2A.5 Variable rate credits

As Published: 2016

MCOB 2A.5 Variable rate credits

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration