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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

IFPRU 10.3 Countercyclical capital buffer

As Published: 2014

IFPRU 10.3 Countercyclical capital buffer

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COND 1.1A Application

As Published: 2013

COND 1.1A Application

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing