Search Result

1601 - 1620 of 1722 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

CONC 5.1 Application

As Published: 2014

CONC 5.1 Application

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

IFPRU 10.7 Exemption

As Published: 2014

IFPRU 10.7 Exemption

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

LR 15.1 Application

As Published: 2005

LR 15.1 Application

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions