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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

COND 1.1A Application

As Published: 2013

COND 1.1A Application

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

PR App 3.1

As Published: 2005

PR App 3.1

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

As Published: 2015

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

CONC 7.12 Lenders’ responsibilities in relation to debt

As Published: 2014

CONC 7.12 Lenders’ responsibilities in relation to debt

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees