Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

IPRU-INV 14 App 1 Interpretation

As Published: 2015

IPRU-INV 14 App 1 Interpretation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 10.3 Asset-freezing injunctions

PERG 4.10A Activities regulated under the Mortgage Credit Directive

MCOB 1.3 General application: where?

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

SUP 12.1 Application and purpose

SUP 14.6 Cancelling qualification for authorisation

COCON 1.2 Investments

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

RCB 3.3 Asset pool notifications

IFPRU 4.10 Validation

COCON 4.1 Specific guidance on individual conduct rules

COBS 16.3 Periodic reporting

PERG 11.2 Guidance on property investment clubs

PERG 4.13 Other exemptions

COBS 2.2 Information disclosure before providing services

PERG 8.24 Advising on investments

LR 8.7 Supervision of sponsors

REC 2.8 Settlement and clearing facilitation services

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy