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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

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PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

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SUP 15.11 Notification of COCON breaches and disciplinary action

SUP 18.2 Insurance business transfers

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

BIPRU 2.2 Internal capital adequacy standards

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COND 2.3 Effective supervision

FEES 4.2 Obligation to pay periodic fees

PERG 13.7 The territorial application of MiFID

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

REC 5.2 Application process

COCON 1.1 Application

COLL 8.2 Constitution

CONC 10.3 Calculation of prudential resources

CASS 11.2 Firm classification

IFPRU 4.3 Guidance on internal ratings based approach: high level material

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

CONC 7.6 Exercise of continuous payment authority

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 15.2 Purpose

COBS 9.6 Special rules for giving basic advice on a stakeholder product