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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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