Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

…

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.13 Application for approval and withdrawing an application for approval

PERG 2.2 Introduction

REC 3.6 Constitution and governance

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

COLL 3.2 The instrument constituting the fund

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

EG 19.21 The conduct of investigations under the Payment Services Regulations

DEPP 6A.1 Introduction

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

BIPRU 8.1 Application

SUP 18.4 Friendly Society transfers and amalgamations

LR 9.5 Transactions

COLL 4.5 Reports and accounts

PERG 13.4 Financial Instruments

CASS 7.10 Application and purpose

DISP 1.3 Complaints handling rules

DISP 1.2 Consumer awareness rules

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL 8.4 Investment and borrowing powers