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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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