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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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LR 9.2 Requirements with continuing application

SUP 12.7 Notification requirements

SUP 10A.11 Minimising overlap with the PRA approved persons regime

IFPRU 11.2 Individual recovery plans

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 9.3 Section 272 recognised schemes

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

SUP 18.1 Application