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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application