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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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REC 3.17 Inability to discharge regulatory functions

COLL 11.5 Auditors

MAR 1.6 Manipulating transactions

FEES 5.8 Joining the Financial Ombudsman Service

DISP App 3.6 Determining the effect of a breach or failing

DTR 2.2 Disclosure of inside information

PERG 7.2 Introduction

FEES 6.4 Management expenses

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

COBS 11.5 Record keeping: client orders and transactions

CASS 10.2 Core content requirements

COBS 16.3 Periodic reporting

LR 5.2 Cancelling listing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy