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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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SUP 4.4 Appropriate actuaries

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

CREDS 1.1 Application and purpose

PERG 10.4 Pension scheme service providers other than trustees

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

CONC 3.3 The clear fair and not misleading rule and general requirements

CASS 6.4 Use of safe custody assets

IFPRU 4.6 Internal ratings based approach: probability of default

REC 6.3 Recognition requirements

PERG 5.5 The regulated activities: dealing in contracts as agent

PR 2.5 Omission of information

MCOB 6A.1 Application and purpose

MCOB 5A.1 Application and purpose

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974