Search Result

621 - 640 of 1567 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress