Search Result

601 - 620 of 1617 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

MCOB 4A.2 Adequate explanations

As Published: 2016

MCOB 4A.2 Adequate explanations

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports