Search Result

561 - 580 of 960 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference