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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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EG 19.3 Credit Unions Act 1979

As Published: 2016

EG 19.3 Credit Unions Act 1979

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

SUP 16.6 Compliance reports

IFPRU 3.2 Capital

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

LR 11.1 Related party transactions

SUP 17.1 Application

PERG 8.8 Having an effect in the United Kingdom

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

LR 5.3 Requests to cancel or suspend

MAR 8.3 Requirements for benchmark administrators

ICOBS 3.1 Distance marketing

EG 7.2 Alternatives to sanctions

REC 4.6A The section 192C power to direct qualifying parent undertakings

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation