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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose