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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

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SUP 3.1 Application

SUP 8.1 Application and purpose

FEES 5.1 Application and Purpose

REC 2.15 Discipline

PERG 2.11 Persons who are exempt for credit-related regulated activities

BIPRU 7.8 Securities underwriting

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

SUP 10A.16 How to apply for approval and give notifications

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

DEPP 6.5A The five steps for penalties imposed on firms

PR 2.3 Minimum information to be included in a prospectus

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy