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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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